1
Worthington S, Worthington S, Sealy LS. Sealy and Worthington’s text, cases, and materials in company law. Eleventh edition. Oxford United Kingdom: Oxford University Press 2016.
2
MacNeil I. An introduction to the law on financial investment. Second edition. Oxford: Hart Publishing Ltd 2012.
3
Ferran E, Look CH, Oxford University Press. Principles of corporate finance law. 2nd edition. Oxford: Oxford University Press 2014.
4
Kraakman RH. The anatomy of corporate law: a comparative and functional approach. Third edition. Oxford: Oxford University Press 2017.
5
PSL /Corporate/ Company Incorporation/Forms of Business Vehicle. https://www.lexisnexis.com/uk/lexispsl/corporate/synopsis/94462:94463/Company-incorporation/Forms-of-business-vehicle/BCT
7
Financial Services and Markets Act 2000 c. 8Arrangement of Act.
8
Salomon v A. Salomon & Co Ltd [1897] AC 22.
9
Russell v Northern Bank Development Corpn. [1992] 3 All ER. 1992.
10
Ferran E, Look CH, Oxford University Press. Principles of corporate finance law. 2nd edition. Oxford: Oxford University Press 2014.
11
Armour J. Legal Capital: an Outdated Concept? European Business Organization Law Review (EBOR). 2006;7.
12
Davies PL. Introduction to company law. Third edition. Oxford: Oxford University Press 2020.
13
Morse G. Partnership and LLP law. Ninth edition. Oxford: Oxford University Press 2020.
14
Coase RH. The Nature of the Firm. Economica. 1937;4. doi: 10.2307/2626876
16
Limited Partnerships Act 1907.
17
Limited Liability Partnerships Act 2000.
19
Gullifer L, Payne J. Corporate finance law: principles and policy. Second edition. London: Hart Publishing 2015.
20
Ferran E, Look CH, Oxford University Press. Principles of corporate finance law. 2nd edition. Oxford: Oxford University Press 2014.
21
PSL Corporate/Share Capital/Allotment Issue and Pre-emption. https://plus.lexis.com/api/permalink/6203376f-d87d-4ae2-b6d7-8ed9406fb2ee/?context=1001073&federationidp=8K7S4M60073
22
Lowry J. Eliminating obstacles to freedom of establishment: the competitive edge of UK company law. The Cambridge Law Journal. 2004;63:331–45. doi: 10.1017/S0008197304006609
23
Second EC Company Law Directive (77/91/EC, OJ L 26/1) article 29.
26
Lord Halsbury L.C., Lord Watson, Lord Herschell, Lord Macnaghten, Lord Morris 1892 March 14(c) Incorporated Council of Law Reporting for England & Wales. Ooregum Gold Mining Co. of India Ltd v Roper [1892] AC 125.
27
Re Wragg Ltd [1897] 1 Ch 796.
28
Hilder v Dexter [1902] AC 474.
29
Re Bradford Investments plc (no 2) 1991 BCLC 688.
30
Re Sunrise Radio Ltd (Kohli v Lit) [2009] EWHC 2893.
31
Centros Ltd v Ehvers og Selskabsstyrelsen (Case C-212/97) [1999] ECR I-1459, [2000] WLR 1048.
32
Centros Ltd v Ehrvervs- og Selskabsstyrelsen, [1999] B.C.C. 983.
33
Chamber of Commerce Amsterdam v Inspire Art (Case C-167/01) [2003] ECR I-10155.
34
Pre-emption Group, Statement of Principles on Pre-emption.
35
Gullifer L, Payne J. Corporate finance law: principles and policy. Second edition. London: Hart Publishing 2015.
36
Ferran E, Look CH, Oxford University Press. Principles of corporate finance law. 2nd edition. Oxford: Oxford University Press 2014.
37
Kraakman RH. The anatomy of corporate law: a comparative and functional approach. Third edition. Oxford: Oxford University Press 2017.
38
Armour J. Share Capital and Creditor Protection: Efficient Rules for a Modern Company Law. Modern Law Review. 2000;63:355–78. doi: 10.1111/1468-2230.00268
39
PSL Corporate/Share Capital/Reduction of Capital/Share buybacks. https://plus.lexis.com/api/permalink/1e9f17b1-d51d-43e0-87f2-4f61e9af88b7/?context=1001073&federationidp=8K7S4M60073
40
Rickford J. Reforming Capital, Report of the Interdisciplinary Group on Capital Maintenance. European business law review. 2004;921–1024.
42
Trevor v Whitworth [1887] 12 AC 409.
43
Re Halt Garage (1964) Ltd. [1982] 3 All ER 1016.
44
MacPherson v European Strategic Bureau Ltd [2000] 2 BCLC 683, CA.
45
Re Ransomes plc [1999] 1 BCLC 775.
46
Re Ransomes plc [1999] (affirmed [1999] 2 BCLC 591, CA).
47
Re Northern Engineering Industries plc [1994] BCC 618, CA.
48
Re Holders Investment Trust [1971] 1 WLR 583.
49
Gullifer L, Payne J. Corporate finance law: principles and policy. Second edition. London: Hart Publishing 2015.
50
Ferran E, Look CH, Oxford University Press. Principles of corporate finance law. 2nd edition. Oxford: Oxford University Press 2014.
51
Worthington S, Worthington S, Sealy LS. Sealy and Worthington’s text, cases, and materials in company law. Eleventh edition. Oxford United Kingdom: Oxford University Press 2016.
52
PSL Corporate/Share Capital/Dividends and distributions. https://plus.lexis.com/uk/practicalguidanceroot?plid=37bff81a-0471-4f78-970c-8a19052d7828&federationidp=8K7S4M60073
53
Rickford J. Legal Approaches to Restricting Distributions to Shareholders: Balance Sheet Tests and Solvency Tests. European Business Organization Law Review (EBOR). 2006;7. doi: 10.1017/S1566752906001352
55
Re Exchange Banking Co, Flitcroft’s Case (1882) 21 Ch D 519.
56
Re Halt Garage (1964) Ltd. [1982] 3 All ER 1016.
57
Precision Dippings Ltd v Precision Dippings Marketing Ltd [1986] Ch 447, CA.
58
Aveling Barford Ltd v Perion Ltd [1989] BCLC 626.
59
Progress Property v Moorgarth Group [2010] UKSC 55.
60
Bairstow v Queens Moat House plc [2001] 2 BCLC 531, CA.
61
It’s a Wrap (UK) Ltd v Gula [2006] BCC 626.
62
Charterhouse Investment Trust v Tempest Diesels Ltd (1985) 1 BCC 99.
63
Selangor United Rubber Estates Ltd v Cradock [1968] 1 WLR 1555.
64
Chaston v SWP Group plc [2003] 1 BCLC 675, CA.
65
MT Realisations Ltd v Digital Equipment Co Ltd [2003] 2 BCLC 117, CA.
66
MacNeil I. An introduction to the law on financial investment. Second edition. Oxford: Hart Publishing Ltd 2012.
67
Siems MM. The Foundations of Securities Law. SSRN Electronic Journal. Published Online First: 2008. doi: 10.2139/ssrn.1089747
68
BIS. SME Access to External Finance (BIS Economics Paper, No 16).
69
European Commission. Report of the chairman of the Expert group on the cross-border matching of innovative firms with suitable investors.
70
Gilson, R. J.; Kraakman, R. The Mechanisms of Market Efficiency Twenty Years Later: The Hindsight Bias. Journal of Corporation Law. 2003;28:715–42.
71
Gullifer L, Payne J. Corporate finance law: principles and policy. Second edition. London: Hart Publishing 2015.
72
MacNeil I. An introduction to the law on financial investment. Second edition. Oxford: Hart Publishing Ltd 2012.
73
Enriques L, Gilotta S. Disclosure and Financial Market Regulation. SSRN Electronic Journal. Published Online First: 2014. doi: 10.2139/ssrn.2423768
74
PSL Corporate/Equity Capital Markets. https://plus.lexis.com/uk/practicalguidanceroot?plid=37bff81a-0471-4f78-970c-8a19052d7828&federationidp=8K7S4M60073
75
PSL Financial Services/Markets/Listing, prospectus, disclosure and transparency. https://plus.lexis.com/uk/practicalguidanceroot?plid=75c954c8-05e0-4ddf-90f1-88d1101645fd&federationidp=8K7S4M60073
76
Coffee, J. Market Failure and the Economic Case for a Mandatory Disclosure System. Virginia Law Review. 1984;70:717–54.
77
Kraakman RH. The anatomy of corporate law: a comparative and functional approach. Third edition. Oxford: Oxford University Press 2017.
78
Financial Conduct Authority. Feedback on CP12/25: Enhancing the effectiveness of the Listing Regime and further consultation (Consultation paper, CP13/15**).
79
Ferran E. Cross-Border Offers of Securities in the EU: The Standard Life Flotation. SSRN Electronic Journal. Published Online First: 2006. doi: 10.2139/ssrn.955252
80
Armour J, Mayer C, Polo A. Regulatory Sanctions and Reputational Damage in Financial Markets. SSRN Electronic Journal. Published Online First: 2011. doi: 10.2139/ssrn.1678028
81
ESMA. Comparison of liability regimes in Member States in relation to the Prospectus Directive. 2013. https://www.esma.europa.eu/document/comparison-liability-regimes-in-member-states-in-relation-prospectus-directive
82
Securities prospectus | European Commission. https://ec.europa.eu/info/business-economy-euro/banking-and-finance/financial-markets/securities-markets/securities-prospectus_en#prospectus-regulation
83
Financial Services and Markets Act 2000.
84
FCA Handbook - FCA Handbook.
85
Gullifer L, Payne J. Corporate finance law: principles and policy. Second edition. London: Hart Publishing 2015.
86
MacNeil I. An introduction to the law on financial investment. Second edition. Oxford: Hart Publishing Ltd 2012.
87
Davies PL. Davies Review of Issuer Liability: Final Report.
88
Davies PL. Liability for Misstatements to the Market: Some Reflections. Journal of Corporate Law Studies. 2009;9.
89
Moore MT, Walker-Arnott E. A Fresh Look at Stock Market Short-termism. Journal of Law and Society. 2014;41:416–45. doi: 10.1111/j.1467-6478.2014.00676.x
90
Transparency Directive (consolidated version).
91
Transparency requirements for listed companies | European Commission. https://ec.europa.eu/info/business-economy-euro/company-reporting-and-auditing/company-reporting/transparency-requirements-listed-companies_en
92
Markets integrity: Benchmarks and market abuse. https://finance.ec.europa.eu/capital-markets-union-and-financial-markets/financial-markets/securities-markets/markets-integrity-benchmarks-and-market-abuse_en
93
MacNeil I. An introduction to the law on financial investment. Second edition. Oxford: Hart Publishing Ltd 2012.
94
Coffee Jr. JC. Racing Towards the Top?: The Impact of Cross-Listings and Stock Market Competition on International Corporate Governance. SSRN Electronic Journal. Published Online First: 2002. doi: 10.2139/ssrn.315840
95
SEC. Accessing the U.S. Capital Markets — A Brief Overview for Foreign Private Issuers. https://www.sec.gov/divisions/corpfin/internatl/foreign-private-issuers-overview.shtml
96
MacNeil I. Competition and Convergence in Corporate Regulation: The Case of Overseas Listed Companies. SSRN Electronic Journal. Published Online First: 2001. doi: 10.2139/ssrn.278508
97
Degeorge F, Maug EG. Corporate Finance in Europe: A Survey. SSRN Electronic Journal. Published Online First: 2006. doi: 10.2139/ssrn.896518
98
Financial Services and Markets Act 2000.
99
FCA Handbook - FCA Handbook.
100
Morrison v National Australia Bank, US Supreme Court decision. https://www.law.cornell.edu/supct/html/08-1191.ZS.html
101
Gullifer L, Payne J. Corporate finance law: principles and policy. Second edition. London: Hart Publishing 2015.
102
MacNeil I. An introduction to the law on financial investment. Second edition. Oxford: Hart Publishing Ltd 2012.
103
MacNeil I. Editorial. Law and Financial Markets Review. 2011;5:253–5.
104
MacNeil I. The evolution of regulatory enforcement action in the UK capital markets: a case of ‘less is more’? Capital Markets Law Journal. 2007;2:345–69. doi: 10.1093/cmlj/kmm028
105
McVea H. What’s wrong with insider dealing? Legal Studies. 1995;15:390–414. doi: 10.1111/j.1748-121X.1995.tb00527.x
106
Conceicao C. The FSA’s approach to taking action against market abuse. Company Lawyer. 2007;28:43–5.
107
Alcock A. Five years of market abuse. Company Lawyer. 2007;28:163–71.
108
Markets integrity: Benchmarks and market abuse. https://finance.ec.europa.eu/capital-markets-union-and-financial-markets/financial-markets/securities-markets/markets-integrity-benchmarks-and-market-abuse_en
109
Criminal Justice Act 1993 Part V (Insider dealing).
110
FCA Handbook - FCA Handbook.
111
R v SFA ex p Fleurose [2001] EWHC Admin 1085.
112
FSA v Davidson and Tatham.
113
Spector Photo Group NV v Commissie Voor Het Bank-Financie-En Assurantiewezen (CBFA) (Case C-45/08) [2010] C.M.L.R. 30.
114
Gullifer L, Payne J. Corporate finance law: principles and policy. Second edition. London: Hart Publishing 2015.
115
Fischel DR, Ross DJ. Should the Law Prohibit ‘Manipulation’ in Financial Markets? Harvard Law Review. 1991;105. doi: 10.2307/1341697
116
Siems MM. The EU Market Abuse Directive: a case-based analysis. Law and Financial Markets Review. 2007;2.
117
Markets integrity: Benchmarks and market abuse. https://finance.ec.europa.eu/capital-markets-union-and-financial-markets/financial-markets/securities-markets/markets-integrity-benchmarks-and-market-abuse_en
118
Kershaw D. Company law in context: text and materials. 2nd ed. Oxford: Oxford University Press 2012.
119
Coffee JC. Regulating the Market for Corporate Control: A Critical Assessment of the Tender Offer’s Role in Corporate Governance. Columbia Law Review. 1984;84. doi: 10.2307/1122351
120
Roe MJ. Delaware’s Competition. Harvard Law Review. 2003;117. doi: 10.2307/3651948
121
Ventoruzzo M. Europe’s Thirteenth Directive and U.S. Takeover Regulation: Regulatory Means and Political and Economic Ends. Texas International Law Journal. 2006;41:171–222.
123
The Panel on Takeovers and Mergers, The City Code on Takeovers and Mergers.
124
Directive 2004/25/EC on Takeover Bids.
125
Kershaw D. Company law in context: text and materials. 2nd ed. Oxford: Oxford University Press 2012.
126
Armour J, Skeel D. Who Writes the Rules for Hostile Takeovers, and Why - The Peculiar Divergence of U.S. and U.K. Takeover Regulation. Georgetown Law Journal. 2007;95:1727–94.
127
Gerner-Beuerle, Carsten;Kershaw, David;Solinas, Matteo. Is the Board Neutrality Rule Trivial? Amnesia about Corporate Law in European Takeover Regulation. European Business Law Review. ;22:559–622.
128
Coffee JC. Regulating the Market for Corporate Control: A Critical Assessment of the Tender Offer’s Role in Corporate Governance. Columbia Law Review. 1984;84. doi: 10.2307/1122351
129
Re Ransomes plc [1999] 1 BCLC 775 (affirmed [1999] 2 BCLC 591, CA).
130
Trevor v Whitworth [1887] 12 AC 409.
131
Charterhouse Investment Trust v Tempest Diesels Ltd (1985) 1 BCC 99.
132
Chaston v SWP Group plc [2003] 1 BCLC 675, CA.
133
MT Realisations Ltd v Digital Equipment Co Ltd [2003] 2 BCLC 117, CA.
135
TOD - Takeover Code. http://www.thetakeoverpanel.org.uk/wp-content/uploads/2008/11/code.pdf?v=20Jul2017
136
Directive 2004/25/EC on Takeover Bids.